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Culture of Compliance
14 minutes | Jan 12, 2022
Keeping Up with Compliance Trends
What’s new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman, Chief Risk & Compliance at NAVEX Global, a worldwide leader in integrated risk and compliance management software services. Carrie presents the most interesting findings for NAVEX Global’s annual risk & compliance benchmark report as well as additional advice for compliance leaders.
18 minutes | Dec 14, 2021
Fintech & Anti-Money Laundering with NASDAQ
As financial criminals get smarter, so does the technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ's annual compliance survey as well as their anti-financial crime efforts.
12 minutes | Nov 30, 2021
Introducing ESG to Your Company
ESG or Environmental, Social and Governance is becoming a major part of the corporate vocabulary, but what does it mean? Sabrina Serafin interviews Laura Wanlass, Senior Client Partner and the Global Corporate Governance & ESG Advisory Practice Leader at AON. Laura defines ESG and explains why it is important to companies.
11 minutes | Sep 28, 2021
Enterprise Risk on a Budget
"Denial is never a good strategy." How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the ERM function.
10 minutes | Sep 14, 2021
Security as a Founding Principle
As startups, entrepreneurs may find it difficult to set aside business development to focus on security. In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A funding. With her experience in early-stage venture capital and technology startups, Christina discusses the importance of establishing a security and compliance mindset and how it can fuel business growth.
13 minutes | Aug 31, 2021
State Data Privacy Laws: A Moving Target
As more states introduce new data privacy legislation, it is hard to keep up. Jodi Daniels from Red Clover Advisors returns to discuss recent updates and which states could have new legislation by the end of 2021.
15 minutes | Aug 17, 2021
The Challenge of Ransomware
Ransomware is the #1 cyber risk of 2021 with estimates that 50% of all businesses have been hit. On this episode of Culture of Compliance Sabrina Serafin interviews Skeet Spillane of Pillar Technology Partners about the magnitude of the problem and how to protect your business.
16 minutes | Aug 3, 2021
Did the Pandemic Affect Promotability?
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, returns to discuss the impact of the pandemic on promotability. Download Amii’s free Promotability Index®: http://bit.ly/promotelegal Read Amii's Fast Company article: https://www.fastcompany.com/90545452/dont-shoot-the-messenger-how-to-deliver-bad-news-without-being-hated Hundreds of leadership resources on Amii's website here: https://www.barnardbahn.com/ Connect with Amii on LinkedIn: https://www.linkedin.com/in/amiibarnardbahn/
23 minutes | May 18, 2021
Defense Providers: The Cybersecurity Maturity Model Certification (CMMC)
The State Department recently fined Honeywell $13M for cybersecurity shortcomings. In this episode, FD's Sabrina Serafin interviews Scott Edwards, CEO and Founder of Summit 7, to discuss CMMC and what companies working with the US Department of Defense need to do to achieve compliance.
13 minutes | May 3, 2021
Anti-Money Laundering Under Biden Administration
What's on the Biden Administration's priority list regarding Anti-Money Laundering? In our latest episode Sabrina Serafin and Jeff Horvath of DigiPli Inc. discuss how the treasury department is seeking to deal with topics like cryptocurrency.
19 minutes | Mar 10, 2021
Keeping up with compliance can be difficult, especially for those who operate in highly regulated industries. Sabrina Serafin interviews Anil Karmel and Travis Howerton of C2 Labs, a company that aims to simplify and automate regulatory compliance. Read the Compliance Manifesto: https://www.c2labs.com/post/regops-has-arrived-lets-bring-devops-to-compliance
14 minutes | Mar 2, 2021
U.S. Data Privacy Laws: Where Are We Now?
With more and more U.S. states creating their own data privacy laws, it's been harder to keep track of the changes. Which states are introducing new laws? How does this affect businesses handling data? Jodi Daniels from Red Clover Advisors returns to discuss with Sabrina Serafin recent updates and what to look for in the coming months.
15 minutes | Feb 16, 2021
Braving Brexit in 2021
What happens when your European home base is no longer in the European Union? This episode of Culture of Compliance looks at the tax compliance implications of Brexit. Sabrina Serafin interviews Malcolm Joy International Tax Partner with Frazier & Deeter and William Morrison Director with Essentia Global Services.
28 minutes | Feb 2, 2021
Choosing a SOC Provider
Not all SOC providers are the same and a one size fits all approach could mean disaster. What questions should you ask? Sabrina Serafin and Shelby Nelson, SOC lecturer and Partner with Frazier & Deeter, dive into that topic in this episode. To learn more about SOC, listen to our previous podcast: SOC Reports – Advantages & What to Expect
29 minutes | Jan 7, 2021
The State of HITRUST in 2021
As we enter 2021, it is time to reflect on everything that happened in 2020 and how it will affect HITRUST in the new year. Sabrina Serafin interviews two HITRUST experts, Michael Parisi and Andrew Hicks. They discuss how COVID-19 affected the HITRUST marketplace and how upcoming changes to the HITRUST assessment may affect companies and organizations. Host - Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process Risk and Governance Practice Guests - Michael Parisi, Member of the HITRUST leadership team and Vice President of Assurance Strategy & Community Development - Andrew Hicks, National Practice Leader of Frazier & Deeter's HITRUST practice.
15 minutes | Dec 15, 2020
Global Mobility: What are the Compliance Risks?
With employees working remotely as the norm, many have opted to shift their work location to a place far from the office. This could have tax implications for both the employer and employee. Sabrina Serafin interviews Jonathan Clark and Kristin Popp, tax experts with Frazier & Deeter. Our experts explain what is global mobility and how to comply with tax rules when working remotely.
21 minutes | Dec 3, 2020
COVID-19's Impact on Compliance
Is the "new normal" helping or hurting compliance? Sabrina Serafin interviews Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, about the impact of COVID-19 on teams and how to overcome common issues. About Amii Barnard-Bahn First Chief Compliance Officer at McKesson USPharmaceutical Fellow at the Harvard Institute of Coaching Contributor to Harvard Business Review and Fast Company Columnist at Compliance Week Forbes, "one of the top coaches for legal compliance executives" Download Amii’s Promotability Index®: bit.ly/promotelegal Read Amii's Compliance Week article: https://www.complianceweek.com/opinion/five-ways-the-pandemic-has-changed-compliance-perhaps-permanently/29526.article Read Amii's Harvard Business Review: https://hbr.org/2020/11/how-to-identify-and-fix-pay-inequality-at-your-company
15 minutes | Nov 10, 2020
Culture & Mindset
Since the global pandemic, leading a team has never been tougher. Sabrina Serafin interviews David Taylor-Klaus, founder of DTK Coaching and author of Mindset Mondays with DTK: 52 Ways to REWIRE Your Thinking and Transform Your Life. David discusses how to lead a team and have a positive impact on culture in this extraordinary year.
9 minutes | Oct 27, 2020
Level Up Your Security with Penetration Testing
Data security has been a top concern of large organizations for many years, but over the last few years smaller companies have been more frequently attacked. These attacks have driven heightened interest from businesses of all sizes who want to understand what their vulnerabilities are. Sabrina Serafin interviews Derrick Rice about the importance of penetration testing and how to choose the right assessor. Sabrina Serafin | Partner and National Practice Leader of Process Risk & Governance Derrick Rice | Process, Risk and Governance Director Learn more about Frazier & Deeter’s Cybersecurity: https://www.frazierdeeter.com/services/advisory/cybersecurity/
22 minutes | Oct 13, 2020
Fireside Chat with Bill Mulcahy
As a leader in the internal audit community for decades, Bill Mulcahy has advice culled from his many years leading internal audit and mentoring professionals. Mulcahy has been an IIA Atlanta Board Member since 2005 and he is the name sake of the William J Mulcahy Excellence Through Leadership Award. Mulcahy is Founding Chair of the Advisory Board of the Internal Audit Center in Kennesaw State University’s Coles College of Business. Sabrina Serafin talks to Bill about his experience in the internal audit field and his advice for professionals. For Bill's recommended reading list and articles visit, https://www.frazierdeeter.com/articles/culture-of-compliance-fireside-chat-with-bill-mulcahy/.
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