8 minutes | Sep 22, 2014

Enforcing Investor Rights in Abuse Cases

JMirzha de Manuel Aramendía, director of capital markets policy at CFA Institute, discusses his report, Redress in Retail Investment Markets, which explores best practices and regulatory frameworks in Europe, Asia, and the Americas available to retail investors and users of financial services to enforce their rights in cases of malpractice or misconduct.
Play
Like
Play Next
Mark
Played
Share